FR Risk Management

Out-sourced risk management solutions for broker dealers Meeting ever-changing risk management, compliance and due diligence demands for broker-dealers is a never-ending challenge. The scramble to addressand even anticipateincreased regulatory and compliance requirements have stretched resources thin across the industry. Many small to mid-sized broker dealers find themselves allocating precious resources to try to figure out everything on their own only to find that theres always more to do. Even the biggest names in the business arent able to address it all. There is a better solutionout-sourced compliance and due diligence tailored specifically to broker dealers and paid for exclusively by broker dealers. The FR Risk Management model avoids the growing concerns regarding sponsor-funded due diligence. Our unique solution enables broker dealersbig and smallto make confident and compliant risk management decisions. Whether your firm needs assistance reviewing a specific offe...