North Dakota Securities Department

This is the official North Dakota Securities Department LinkedIn page. Agency Vision: With a focus on inclusive prosperity, we safeguard the integrity of capital markets and support financial literacy improvement, so people of all backgrounds can confidently and capably invest to build a secure financial future. About the Department: The North Dakota Securities Department is a regulatory agency responsible for protecting investors and supporting legitimate capital formation. The Department regulates investment industry firms and professionals and also regulates capital formation involving the offer and sale of securities. We strive to adequately balance the support of efficient, legitimate capital formation with appropriate protections for investors who commit capital to businesses. The investigation of investment fraud and other securities law violations is also our responsibility, and we may take enforcement actions that result in disciplinary remedies and act as a deterrent...