Simon Compliance LLC

At Simon Compliance, each of our clients receives a customized compliance program designed by a former SEC enforcement attorney who knows what it takes to comply with the ever-changing laws and regulations. As a boutique securities compliance firm, we provide personal attention, tailoring each engagement and offering the option of hourly, project or retainer pricing. Our basic services include registration with the SEC, creation or revision of policies and procedures, assistance with regulatory filing obligations including Form ADV and Form PF, annual reviews, creation of a forensic testing program, compliance training and other services specific to your needs. With backgrounds...

Securities compliance for private equity funds,real estate funds,hedge funds,venture capital funds,and investment advisory firms

Simon compliance llc operates in the Legal services industry.

Simon compliance llc's revenue is 11m - 100m

Simon compliance llc has 11 - 50 employees.