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Swayze LLC

Specialities :
Investor adviser act
Ria registration
Sec examinations
Private funds
Ria compliance consulting

+2

revenue-icon Revenue
11M - 100M
funding-icon Total Funding
--
size-icon Size
11 - 50

Frequently Asked Questions About Swayze LLC

What does Swayze llc do?+

Swayze LLC is a business and compliance consulting firm providing concierge level service for financial industry firms. More than just knowledge of compliance rules, our unique background enables Swayze LLC to be an active partner in each clients business. Whether evaluating the role of compliance so as to maximize your ability to navigate the regulatory landscape while minimizing costs, or evaluating a business opportunity to see if it fits your needs, Swayze LLC will be your source for relevant advice

What are Swayze llc's specialties? +

Investor adviser act,ria registration,sec examinations,private funds,ria compliance consulting ,outsourced cco,and legal support for iars

What is Swayze llc's revenue? +

Swayze llc's revenue is 11m - 100m

What is Swayze llc's company size? +

Swayze llc has 11 - 50 employees.

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